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FINRA Issues Notice on the Transition to Remote Work and Remote Supervision

Financial Industry Regulatory Authority, Inc. (FINRA) has published a regulatory notice based on its observations on how firms transitioned to remote work and remote supervision amid the coronavirus pandemic. The Notice detailed the challenges companies faced in moving to remote working environments, executing their business continuity plans (BCPs), closing their offices and branches, and supporting …

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Sales Promotion

5 Reasons Why Newton is Your Key to Sales Promotions

For people interested in establishing a business, especially those inclined to enter the retailing world, initially thinking about it is an easy task. However, there is more to realize than merely securing capital, business premises, and hiring staff. More often than not, many overlook putting themselves in the customer’s shoes, whether owner, manager or employee. …

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